IRAFINALMAY10.docx
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IRAFINALMAY10.docx
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IRAFINALMAY10
[AMENDEDANDRESTATED]
INVESTORS’RIGHTSAGREEMENT
PreliminaryNotes
AnInvestors’RightsAgreementcancovermanydifferentsubjects.Themostfrequentareinformationrights,registrationrights,contractual“rightsoffirstoffer”or”preemptive”rights(i.e.,therighttopurchasesecuritiesinsubsequentequityfinancingsconductedbytheCompany),andvariouspost-closingcovenantsoftheCompany.
TABLEOFCONTENTS
NotetoDrafter:
SectionheadingshavebeenformattedtoautomaticallypopulatetheTableofContents.However,wheneditingthisdocumentforyourownuse,thepagenumbersmaychange.InordertoreflectthecorrectpagenumbersintheTableofContents,youmust“updatepagenumbers”totheTableofContentsby
(1)right-clickinganywhereintheTableofContentsand
(2)choose“updatefield,”then“updatepagenumbersonly.”Ifyouaddordeletesectionheadings,followstep
(1)and
(2)aboveandchoose“updateentiretable.”
Page
1.Definitions2
2.RegistrationRights5
2.1.DemandRegistration5
2.2.CompanyRegistration8
2.3.UnderwritingRequirements8
2.4.ObligationsoftheCompany10
2.5.FurnishInformation11
2.6.ExpensesofRegistration12
2.7.DelayofRegistration12
2.8.Indemnification12
2.9.ReportsUnderExchangeAct14
2.10.LimitationsonSubsequentRegistrationRights15
2.11.“MarketStandoff”Agreement16
2.12.RestrictionsonTransfer17
2.13.TerminationofRegistrationRights19
3.InformationandObserverRights19
3.1.DeliveryofFinancialStatements19
3.2.Inspection21
3.3.[ObserverRights22
3.4.TerminationofInformation[andObserverRights]22
3.5.Confidentiality22
4.RightstoFutureStockIssuances23
4.1.RightofFirstOffer23
4.2.[DirectedIPOShares25
4.3.Termination25
5.AdditionalCovenants26
5.1.Insurance26
5.2.EmployeeAgreements26
5.3.EmployeeStock26
5.4.[QualifiedSmallBusinessStock27
5.5.MattersRequiringInvestorDirectorApproval27
5.6.BoardMatters28
5.7.SuccessorIndemnification28
5.8.TerminationofCovenants29
6.Miscellaneous29
6.1.SuccessorsandAssigns29
6.2.GoverningLaw29
6.3.Counterparts30
6.4.TitlesandSubtitles30
6.5.Notices30
6.6.AmendmentsandWaivers31
6.7.Severability31
6.8.AggregationofStock31
6.9.AdditionalInvestors32
6.10.EntireAgreement32
6.11.DisputeResolution32
6.12.DelaysorOmissions33
6.13.[Acknowledgment33
ScheduleA-ScheduleofInvestors
[ScheduleB-ScheduleofKeyHolders]
[ExhibitA-FormofNoncompetitionandNonsolicitationAgreement]
[AMENDEDANDRESTATED]
INVESTORS’RIGHTSAGREEMENT
THIS[AMENDEDANDRESTATED]INVESTORS’RIGHTSAGREEMENTismadeasofthe[__]dayof[___________,20__],byandamong[________],a[Delaware]corporation(the“Company”),[and]eachoftheinvestorslistedonScheduleAhereto,eachofwhichisreferredtointhisAgreementasan“Investor[”][,”andeachofthestockholderslistedonScheduleBhereto,eachofwhomisreferredtohereinasa“KeyHolder”][andanyAdditionalPurchaser(asdefinedinthePurchaseAgreement)thatbecomesapartytothisAgreementinaccordancewithSection6.9hereof].
RECITALS
[Alternative1:
1
WHEREAS,theCompanyandtheInvestorsarepartiestotheSeriesAPreferredStockPurchaseAgreementofevendateherewith(the“PurchaseAgreement”);and
WHEREAS,inordertoinducetheCompanytoenterintothePurchaseAgreementandtoinducetheInvestorstoinvestfundsintheCompanypursuanttothePurchaseAgreement,theInvestorsandtheCompanyherebyagreethatthisAgreementshallgoverntherightsoftheInvestorstocausetheCompanytoregistersharesofCommonStockissuabletotheInvestors,toreceivecertaininformationfromtheCompany,andtoparticipateinfutureequityofferingsbytheCompany,andshallgoverncertainothermattersassetforthinthisAgreement;
NOW,THEREFORE,thepartiesherebyagreeasfollows:
]
[Alternative2:
2
WHEREAS,certainoftheInvestors(the“ExistingInvestors”)holdsharesoftheCompany’sSeries[_]PreferredStockand/orsharesofCommonStockissueduponconversionthereofandpossessregistrationrights,informationrights,rightsoffirstoffer,andotherrightspursuanttoanInvestors’RightsAgreementdatedasof[___________,20__]betweentheCompanyandsuchInvestors(the“PriorAgreement”);and
WHEREAS,theExistingInvestorsareholdersofatleast[_______percent(___%)]oftheRegistrableSecuritiesoftheCompany(asdefinedinthePriorAgreement),anddesireto[amendandrestate][terminate]thePriorAgreementinitsentiretyandtoaccepttherightscreatedpursuanttothisAgreementinlieuoftherightsgrantedtothemunderthePriorAgreement;and
WHEREAS,certainoftheInvestorsarepartiestothatcertainSeries[_]PreferredStockPurchaseAgreementofevendateherewithbetweentheCompanyandcertainoftheInvestors(the“PurchaseAgreement”),underwhichcertainoftheCompany’sandsuchInvestors’obligationsareconditionedupontheexecutionanddeliveryofthisAgreementbysuchInvestors,ExistingInvestorsholdingatleast[_______percent(___%)]oftheRegistrableSecurities,andtheCompany;
NOW,THEREFORE,theExistingInvestorsherebyagreethatthePriorAgreementshallbe[amendedandrestated][supersededandreplacedinitsentiretybythisAgreement],andthepartiestothisAgreementfurtheragreeasfollows:
]
1.Definitions.ForpurposesofthisAgreement:
1.1.“Affiliate”means,withrespecttoanyspecifiedPerson,anyotherPersonwho,directlyorindirectly,controls,iscontrolledby,orisundercommoncontrolwithsuchPerson,includingwithoutlimitationanygeneralpartner,managingmember,officerordirectorofsuchPersonoranyventurecapitalfundnoworhereafterexistingthatiscontrolledbyoneormoregeneralpartnersormanagingmembersof,orsharesthesamemanagementcompanywith,suchPerson.
1.2.“CommonStock”meanssharesoftheCompany’scommonstock,parvalue[$0.___]pershare.
1.3.“Damages”meansanyloss,damage,orliability(jointorseveral)towhichapartyheretomaybecomesubjectundertheSecuritiesAct,theExchangeAct,orotherfederalorstatelaw,insofarassuchloss,damage,orliability(oranyactioninrespectthereof)arisesoutoforisbasedupon(i)anyuntruestatementorallegeduntruestatementofamaterialfactcontainedinanyregistrationstatementoftheCompany,includinganypreliminaryprospectusorfinalprospectuscontainedthereinoranyamendmentsorsupplementsthereto;(ii)anomissionorallegedomissiontostatethereinamaterialfactrequiredtobestatedtherein,ornecessarytomakethestatementsthereinnotmisleading;or(iii)anyviolationorallegedviolationbytheindemnifyingparty(oranyofitsagentsorAffiliates)oftheSecuritiesAct,theExchangeAct,anystatesecuritieslaw,oranyruleorregulationpromulgatedundertheSecuritiesAct,theExchangeAct,oranystatesecuritieslaw.
1.4.“DerivativeSecurities”meansanysecuritiesorrightsconvertibleinto,orexercisableorexchangeablefor(ineachcase,directlyorindirectly),CommonStock,includingoptionsandwarrants.
1.5.“ExchangeAct”meanstheSecuritiesExchangeActof1934,asamended,andtherulesandregulationspromulgatedthereunder.
1.6.“ExcludedRegistration”means(i)aregistrationrelatingtothesaleofsecuritiestoemployeesoftheCompanyorasubsidiarypursuanttoastockoption,stockpurchase,orsimilarplan;(ii)aregistrationrelatingtoanSECRule145transaction;(iii)aregistrationonanyformthatdoesnotincludesubstantiallythesameinformationaswouldberequiredtobeincludedinaregistrationstatementcoveringthesaleoftheRegistrableSecurities;or(iv)aregistrationinwhichtheonlyCommonStockbeingregisteredisCommonStockissuableuponconversionofdebtsecuritiesthatarealsobeingregistered.
1.7.“FormS1”meanssuchformundertheSecuritiesActasineffectonthedatehereoforanysuccessorregistrationformundertheSecuritiesActsubsequentlyadoptedbytheSEC.
1.8.“FormS3”meanssuchformundertheSecuritiesActasineffectonthedatehereoforanyregistrationformundertheSecuritiesActsubsequentlyadoptedbytheSECthatpermitsincorporationofsubstantialinformationbyreferencetootherdocumentsfiledbytheCompanywiththeSEC.
1.9.“GAAP”meansgenerallyacceptedaccountingprinciplesintheUnitedStates.
1.10.“Holder”meansanyholderofRegistrableSecuritieswhoisapartytothisAgreement.
1.11.“ImmediateFamilyMember”meansachild,stepchild,grandchild,parent,stepparent,grandparent,spouse,sibling,mother-in-law,father-in-law,son-in-law,daughter-in-law,brother-in-law,orsister-in-law,includingadoptiverelationships,ofanaturalpersonreferredtoherein.3
1.12.“InitiatingHolders”means,collectively,HolderswhoproperlyinitiatearegistrationrequestunderthisAgreement.
1.13.“IPO”meanstheCompany’sfirstunderwrittenpublicofferingofitsCommonStockundertheSecuritiesAct.
1.14.“KeyEmployee”meansanyexecutive-levelemployee(includingdivisiondirectorandvicepresident-levelpositions)aswellasanyemployeewho,eitheraloneorinconcertwithothers,develops,invents,programs,ordesignsanyCompanyIntellectualProperty(asdefinedinthePurchaseAgreement).4
1.15.[“KeyHolderRegistrableSecurities”means(i)the[_____]sharesofCommonStockheldbytheKeyHolders,and(ii)anyCommonStockissuedas(orissuableupontheconversionorexerciseofanywarrant,right,orothersecuritythatisissuedas)adividendorotherdistributionwithrespectto,orinexchangefororinreplacementofsuchshares.]
1.16.“MajorInvestor”meansanyInvestorthat,individuall
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